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Uptick rule
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#	Item
81	Microsoft Word - 34-50920x.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-23 14:03:21 Stock market Financial regulation Short selling United States securities law United States Securities and Exchange Commission Securities Exchange Act Securities Act Uptick rule Naked short selling Financial economics Finance Financial system
82	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-26 14:05:20 Financial regulation Economy of the United States Stock market Self-regulatory organizations Financial economics Securities Exchange Act Uptick rule Securities Act Philadelphia Stock Exchange United States securities law 73rd United States Congress United States Securities and Exchange Commission
83	Today the SEC Must Step Up.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-17 13:54:09 Finance Financial regulation Short selling Uptick rule United States securities law Short Volatility Financial adviser Financial Industry Regulatory Authority Financial economics Stock market Business
84	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]January 31, 2013 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-01 11:13:36 Economy of the United States New York Stock Exchange Securities Exchange Act Trading halt Dow Jones Industrial Average U.S. Securities and Exchange Commission Futures contract Uptick rule Stock market Financial economics Investment
85	SR-BATS[removed]Exhibit 5 Page 45 of 51 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-14 19:27:34 Stock market Investment Pricing Marketing Order Regulation NMS Algorithmic trading Short Uptick rule Business Financial markets Financial economics
86	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]November 13, 2012 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed I Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-14 08:53:59 United States securities law Financial markets United States Securities and Exchange Commission Stock market 73rd United States Congress Securities Exchange Act Securities Act Uptick rule Order Financial economics Finance Investment
87	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule[removed]to Automatically Prevent Entry of Zero Display Reserve Orders Marked "Sell Short." Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-28 07:42:18 Stock market Investment Finance 73rd United States Congress Financial markets Uptick rule Securities Exchange Act Securities Act Regulation NMS United States Securities and Exchange Commission Financial economics United States securities law
88	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]April 14, 2010 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change to Amend Certain Inc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-04-19 11:06:01 Financial regulation Economy of the United States Chicago Stock Exchange Financial economics Stock market Securities Exchange Act Uptick rule Securities Act U.S. Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
89	20 of 21 EXHIBIT 5 Additions underscored Deletions [bracketed] NYSE MKT LLC Rules *** Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-04 06:40:12** NYSE Euronext Business Financial markets Financial regulation Short selling Order Uptick rule Euronext New York Stock Exchange Stock market Financial economics Investment
90	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Establish the Market Quality Program Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-21 10:08:23 Economy of the United States Financial regulation Securities Exchange Act Financial economics NASDAQ U.S. Securities and Exchange Commission Uptick rule United States Securities and Exchange Commission United States securities law 73rd United States Congress

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